The go-to guide to acing the Series 4 Exam!
The Registered Options Principal Qualification Examination(Series 4) was designed to test a candidate's knowledge of therules and statutory provisions applicable to the supervisorymanagement of a firm's options personnel and options accounts.After passing the exam, a registered person may supervise a FINRAmember firm's options business and is qualified to oversee tradeson all forms of options, from equity options to foreign currencyoptions to options on government and mortgage-backed securities.The subject areas covered in the exam are: Options InvestmentStrategies; Supervision of Sales Activities and Trading Practices;Supervision of Employees, Business Conduct; and Recordkeeping andReporting Requirements.
Created by the experts at the Securities Institute of America,Inc., Wiley Series 4 Exam Review 2015 arms you with what youneed to score high on the test. Designed to let you build andfine-tune your knowledge of all areas covered in the exam and toguarantee that you're prepared mentally and strategically to takethe test, it provides:
* Dozens of examples
* Assorted practice questions for each subject area covered inthe exam
* Priceless test-taking tips and strategies
* Helpful hints on how to study for the test, manage stress, andstay focused
Wiley Series 4 Exam Review 2015 is your ticket to passingthe Series 4 test on the first try--with flying colors!